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CEL SCI CORP — Regulatory Filings 2018
Jan 16, 2018
34401_rns_2018-01-16_0f1b6043-a4e7-4deb-abf4-3c16137a9262.zip
Regulatory Filings
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8-K 1 cvm_8k.htm CURRENT REPORT Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2018 Issuer Direct Corporation Blueprint
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): January 12, 2018
CEL-SCI CORPORATION
(Exact name of Registrant as specified in its charter)
| Colorado | 001-11889 | 84-0916344 |
|---|---|---|
| (State | ||
| or other jurisdiction of incorporation) | (Commission | |
| File No.) | (IRS | |
| Employer Identification No.) |
8229 Boone Boulevard, Suite 802
Vienna, Virginia 22182
(Address of principal executive offices, including Zip Code)
Registrant’s telephone number, including area code: (703) 506-9460
N/A
(Former name or former address if changed since last report)
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Item 3.03. Material Modification to Rights of Security Holders.
On January 12, 2018 the exercise price of the Company’s outstanding Series S warrants (CUSIP number 150837177), that are publicly traded under the symbol “CVM WS” on the NYSE American, was changed to $3.00 per share for a three month period which will end on April 12, 2018. After this date, the exercise price will revert back to $31.25 per share of common stock. As a result of the reverse stock split which became effective on the NYSE American on June 15, 2017, 25 Series S warrants are required to purchase one share of common stock. The Series S warrants expire on October 11, 2018.
The Company issued a press release, filed as Exhibit 99, announcing the repricing of the exercise price of the Series S warrants.
Item 9.01. Financial Statements and Exhibits.
| Exhibit | Description |
|---|---|
| 99 | Press |
| Release dated January 16, 2018 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| /s/ Patricia
Prichep |
| --- |
| Patricia
Prichep |
| Senior Vice
President of Operations |
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