CEL SCI CORP — Director's Dealing 2018

Jun 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CEL SCI CORP (cvm)
CIK: 0000725363
Period of Report: 2018-06-11

Reporting Person: KERSTEN GEERT R (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-11	Common Stock	X	147929	$1.69	Acquired	652953	Direct
2018-06-11	Common Stock	X	109170	$2.29	Acquired	762123	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-11	Convertible Note	$1.69	X	147929	Disposed	2018-09-21	Common Stock (147929)	Direct
2018-06-11	Series UU Warrants	$2.8	A	29586	Acquired	2020-06-11	Common Stock (29586)	Direct
2018-06-11	Convertible Note (1)	$2.29	X	109170	Disposed	2018-09-21	Common Stock (109170)	Indirect
2018-06-11	Series UU Warrants (1)	$2.8	A	21834	Acquired	2020-06-11	Common Stock (21834)	Indirect

Footnotes

F1: Shares are held by a trust in which Mr. Kersten holds a beneficial interest.