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CEL SCI CORP Director's Dealing 2017

Jun 23, 2017

34401_dirs_2017-06-23_dd22e2f1-ecdc-4af4-b6be-032a8710bd17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CEL SCI CORP (cvm)
CIK: 0000725363
Period of Report: 2017-06-22

Reporting Person: KERSTEN GEERT R (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-22 Convertible Note $1.69 A 147929 Acquired 2017-12-22 Common Stock (147929) Direct
2017-06-22 Series MM Warrants $1.86 A 147929 Acquired 2022-06-22 Common Stock (147929) Direct

Footnotes

F1: Mr. Kersten participated in an offering and purchased a note in the principal amount of $250,000. Shares issuable upon the conversion of the note will be restricted securities unless registered.