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CEL SCI CORP — Director's Dealing 2017
Jun 23, 2017
34401_dirs_2017-06-23_dd22e2f1-ecdc-4af4-b6be-032a8710bd17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CEL SCI CORP (cvm)
CIK: 0000725363
Period of Report: 2017-06-22
Reporting Person: KERSTEN GEERT R (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-22 | Convertible Note | $1.69 | A | 147929 | Acquired | 2017-12-22 | Common Stock (147929) | Direct |
| 2017-06-22 | Series MM Warrants | $1.86 | A | 147929 | Acquired | 2022-06-22 | Common Stock (147929) | Direct |
Footnotes
F1: Mr. Kersten participated in an offering and purchased a note in the principal amount of $250,000. Shares issuable upon the conversion of the note will be restricted securities unless registered.
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