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CEL SCI CORP — Director's Dealing 2017
Jul 25, 2017
34401_dirs_2017-07-25_4eb54224-fa76-4721-acad-82b9d45477c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CEL SCI CORP (cvm)
CIK: 0000725363
Period of Report: 2017-07-24
Reporting Person: PRICHEP PATRICIA B (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-24 | Convertible Note | $2.29 | A | 10917 | Acquired | 2017-12-22 | Common Stock (10917) | Direct |
| 2017-07-24 | Series NN Warrant | $2.52 | A | 10917 | Acquired | 2022-07-24 | Common Stock (10917) | Direct |
Footnotes
F1: Ms. Prichep participated in an offering and purchased a note in the principal amount of $25,000, as well as the Series NN warrant. Shares issuable upon the conversion of the note or the exercise of the warrant will be restricted securities unless registered.
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