CEL SCI CORP — Director's Dealing 2017

Nov 6, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CEL SCI CORP (cvm)
CIK: 0000725363
Period of Report: 2017-11-02

Reporting Person: KERSTEN GEERT R (Director, Chief Executive Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-02	Series RR Warrants	$1.65	A	54585	Acquired	2022-10-30	Common Stock (54585)	Indirect
2017-11-02	Series RR Warrants	$1.65	A	73965	Acquired	2022-10-30	Common Stock (73965)	Direct

Footnotes

F1: In consideration for extending the maturity date of the Convertible Notes sold in June and July 2017, the Company issued the note holders that agreed to the extension Series RR warrants.

F2: A trust in which Mr. Kersten holds a beneficial interest participated in the offering in July 2017.