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CEL SCI CORP Director's Dealing 2016

Jan 14, 2016

34401_dirs_2016-01-14_4cd9791c-eddc-4bd0-adfb-d7b47f0ff9db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CEL SCI CORP (CVM)
CIK: 0000725363
Period of Report: 2016-01-13

Reporting Person: KERSTEN GEERT R (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-13 Common Stock A 3000000 $0.37 Acquired 11856706 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-13 Series X Warrant $0.37 A 3000000 Acquired 2021-01-13 Common Stock (3000000) Indirect

Footnotes

F1: Includes 5,227,481 shares of common stock and warrants to purchase 5,844,627 shares of common stock held by the de Clara Trust. On January 13, 2016 the Company sold 3,000,000 shares of its common stock and warrants to purchase 3,000,000 shares of common stock to the de Clara Trust. The de Clara Trust is controlled by Geert Kersten, the Companys Chief Executive Officer and a director.