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CECO ENVIRONMENTAL CORP — Director's Dealing 2016
Nov 22, 2016
31783_dirs_2016-11-22_b4c7aebe-bb7d-44c9-b436-2b25a950efed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2016-11-18
Reporting Person: Cook Benton Lowell (VP Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-18 | Common Stock | M | 10000 | $11.09 | Acquired | 15000 | Direct |
| 2016-11-18 | Common Stock | S | 10000 | $12.78 | Disposed | 5000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Stock Option (right to buy) | $11.09 | M | 10000 | Disposed | 2017-01-16 | Common Stock (10000) | Direct |
Footnotes
F1: Price reflects a weighted average price for multiple transactions that ranged from $12.71 to $12.85 per share. The Reporting person undertakes to provide, upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The option vested in four equal annual installments on the anniversary of the grant date commencing January 16, 2008.
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