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CECO ENVIRONMENTAL CORP — Director's Dealing 2015
Dec 14, 2015
31783_dirs_2015-12-14_2afd7a88-572d-4ba6-b8d0-85819073f69a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2015-12-11
Reporting Person: ICARUS INVESTMENT CORP (10% Owner)
Reporting Person: DEZWIREK JASON (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-11 | Common Stock | P | 10000 | $7.0999 | Acquired | 2619906 | Direct |
| 2015-12-11 | Common Stock | P | 10000 | $7.0999 | Acquired | 2619906 | Indirect |
Footnotes
F1: Price reflects a weighted average price for multiple transactions that ranged from $7.05 to $7.15 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: These shares are owned directly by Icarus Investment Corp. ("Icarus")
F3: These shares are owned directly by Icarus, and indirectly by Jason DeZwirek, the Chairman of the Board and a Director and 10% or greater owner of the Issuer. Jason DeZwirek is deemed to control Icarus because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by Icarus.