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CECO ENVIRONMENTAL CORP — Director's Dealing 2013
Sep 6, 2013
31783_dirs_2013-09-06_5e56b03a-8704-4c54-b8bf-ab6cb68b392d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2013-09-04
Reporting Person: Lang Jeffrey (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-04 | Common Stock | M | 180000 | $3.78 | Acquired | 180000 | Direct |
| 2013-09-04 | Common Stock | D | 180000 | $13.14 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-04 | Stock Option (right to buy) | $3.78 | M | 180000 | Disposed | 2020-02-15 | Common Stock (180000) | Direct |
Footnotes
F1: Shares are from an option for 600,000 shares, 360,000 of which have vested and 120,000 of which vest on each of February 15, 2014 and February 15, 2015.
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