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CECO ENVIRONMENTAL CORP Director's Dealing 2012

Dec 4, 2012

31783_dirs_2012-12-04_2621eb26-27af-451f-81f2-2fa704a4d4b5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2012-11-30

Reporting Person: Pollack Jonathan (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-30 Common Stock C 37500 $4.00 Acquired 37500 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-30 6% Convertible Debenture (right to buy) $4.00 C Disposed 2014-11-26 Common Stock (37500) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2300 Direct
Common Stock 2300 Indirect

Footnotes

F1: By JMP FAM Holdings Inc. over which filer has sole voting and dispositive control.