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CECO ENVIRONMENTAL CORP Director's Dealing 2012

Dec 4, 2012

31783_dirs_2012-12-04_af8ddf04-3ca4-4137-8353-946108873db6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2012-11-30

Reporting Person: DEZWIREK JASON (Director, Secretary, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-30 Common Stock C 550000 $4.00 Acquired 2574736 Indirect
2012-11-30 Common Stock C 200000 $4.00 Acquired 1361770 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-30 6% Convertible Debenture (right to buy) $4.00 C Disposed 2014-11-26 Common Stock (550000) Indirect
2012-11-30 6% Convertible Debenture (right to buy) $4.00 C Disposed 2014-11-26 Common Stock (200000) Direct

Footnotes

F1: Filer is an officer of Icarus Investment Corp. and disclaims beneficial ownership except to the extent of his pecuniary interest therein.