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CECO ENVIRONMENTAL CORP — Director's Dealing 2012
Dec 4, 2012
31783_dirs_2012-12-04_af8ddf04-3ca4-4137-8353-946108873db6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2012-11-30
Reporting Person: DEZWIREK JASON (Director, Secretary, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Common Stock | C | 550000 | $4.00 | Acquired | 2574736 | Indirect |
| 2012-11-30 | Common Stock | C | 200000 | $4.00 | Acquired | 1361770 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | 6% Convertible Debenture (right to buy) | $4.00 | C | Disposed | 2014-11-26 | Common Stock (550000) | Indirect | |
| 2012-11-30 | 6% Convertible Debenture (right to buy) | $4.00 | C | Disposed | 2014-11-26 | Common Stock (200000) | Direct |
Footnotes
F1: Filer is an officer of Icarus Investment Corp. and disclaims beneficial ownership except to the extent of his pecuniary interest therein.
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