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CEA Industries Inc. — Director's Dealing 2020
Jan 3, 2020
33184_dirs_2020-01-03_59801295-ebfa-449f-bee2-bb3993ea3e70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Surna Inc. (SRNA)
CIK: 0001482541
Period of Report: 2020-01-02
Reporting Person: McDonald Anthony K (Director, CEO/President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Option to purchase common stock | $0.07 | A | 1000000 | Acquired | 2030-01-02 | Common Stock (1000000) | Direct |
Footnotes
F1: On January 2, 2020, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 1,000,000 shares of common stock at an exercise price of $0.07, the closing price of Issuer's common stock on December 31, 2019, which vested and became exercisable in full immediately upon grant. These options were granted as a 2019 bonus equity award. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.
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