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CD Projekt — Major Shareholding Notification 2022
Jun 17, 2022
5556_rns_2022-06-17_97e5bd80-558f-4bad-817b-b11160df7339.pdf
Major Shareholding Notification
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European Securities and esma Markets Authority
Date:22 October 2015 ESMA/2015/1597
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached":
CD PROJEKT S.A.
本
- Reason for the notification (please tick the appropriate box or boxes):
[ ] An acquisition or disposal of voting rights
- [X] An acquisition or disposal of financial instruments
- [ ] An event changing the breakdown of voting rights
[ ] Other (please specify)":
3. Details of person subject to the notification obligation™ :
Name:
The Goldman Sachs Group, Inc.
City and country of registered office (if applicable): Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
- Full name of shareholder(s) (if different from 3.) .:
5. Date on which the threshold was crossed or reached": 14/06/2022
6. Total positions of person(s) subject to the notification obligation:
| % of voting rights attached to shares (total of 7.A) |
% of voting rights through financial in- struments (total of 7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer" |
||
|---|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed or reached |
1.24% | 4.996% | 6.24% | 100,738,800 | |
| Position of previ- ous notification (if applicable) |
1.26% | 5.17% | 6.43% |

7. Notified details of the resulting situation on the date on which the threshold was crossed or
reached":
| A: Voting rights attached to shares | |||||
|---|---|---|---|---|---|
| Class/type of shares ISIN code (if pos- sible) |
Number of voting rights" | % of voting rights | |||
| Direct (Art 9 of Directive 2004/109/EC) |
Indirect Art 10 of Directive 2004/109/EC) |
Direct (Art 9 of Directive 2004/109/EC) |
Indirect (Art 10 of Directive 2004/109/EC) |
||
| PLOPTTC00011 | 1.251.278 | 1.24% | |||
| US1251051066 | 154 | 0.0002% | |||
| SUBTOTAL A | 1,251,432 | 1.24% |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC | ||||||
|---|---|---|---|---|---|---|
| Type of financial instrument |
Expira- tion datex |
Number of voting rights that may be ac- Exercise/ quired if the instru- Conversion Period*1 ment is exercised/ converted. |
% of voting rights |
|||
| Securities Lending | Open | 1.851.896 | 1.84% | |||
| SUBTOTAL B.1 | 1,851,896 | 1.84% |
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC |
|||||
|---|---|---|---|---|---|
| Type of finan- cial instrument |
Expiration date* |
Exercise/ Conversion Pe- riod *i |
Physical or cash settle- ment" |
Number of voting rights |
% of voting rights |
| Swap | 16/04/2031 | Cash | 633,084 | 0.63% | |
| Swap | 19/01/2032 | Cash | 537,592 | 0.53% | |
| Swap | 10/11/2031 | Cash | 158,491 | 0.16% | |
| Swap | 21/03/2025 | Cash | 146,215 | 0.15% |
Swap 29/01/2030 Cash 128,974 0.13% Swap 16/04/2031 Cash 0.12% 117,833 Swap 02/06/2025 Cash 103,491 0.10% Swap 10/11/2031 Cash 74,884 0.07% 06/10/2031 Swap Cash 68,343 0.07% Swap 13/10/2031 Cash 62,906 0.06% Swap 11/03/2024 Cash 59,647 0.06% Swap 01/10/2031 Cash 55,916 0.06% Swap 11/03/2024 Cash 45,727 0.05% Swap 07/04/2027 Cash 41,042 0.04% Swap 27/10/2025 Cash 39,497 0.04% Swap 07/06/2027 Cash 38,156 0.04% 11/03/2024 Cash Swap 34,621 0.03% Swap 03/06/2032 Cash 33,944 0.03% Swap 10/11/2031 Cash 31,567 0.03% Swap 11/03/2024 Cash 28,850 0.03% Swap 11/03/2024 Cash 26,542 0.03% Swap 18/03/2024 Cash 26,111 0.03% Swap 21/04/2032 Cash 22,021 0.02% Swap 26/03/2024 Cash 21,633 0.02% Swap 04/11/2024 Cash 20,252 0.02% Swap 07/05/2024 Cash 20,097 0.02% Cash Swap 24/05/2032 18,591 0.02% Swap 18/02/2025 Cash 18,335 0.02% Swap 11/03/2024 Cash 16,745 0.02% 10/04/2024 Swap Cash 15,751 0.02%
* esma * * *

| Swap | 19/01/2032 | Cash | 15,621 | 0.02% |
|---|---|---|---|---|
| Swap | 18/03/2024 | Cash | 15,156 | 0.02% |
| Swap | 13/05/2024 | Cash | 14,136 | 0.01% |
| Swap | 01/03/2032 | Cash | 13,733 | 0.01% |
| Swap | 24/05/2032 | Cash | 13,657 | 0.01% |
| Swap | 18/03/2032 | Cash | 13,152 | 0.01% |
| Swap | 24/05/2032 | Cash | 13,094 | 0.01% |
| Swap | 11/03/2024 | Cash | 12,865 | 0.01% |
| Swap | 26/03/2024 | Cash | 12,558 | 0.01% |
| Swap | 28/05/2032 | Cash | 12,207 | 0.01% |
| Swap | 01/03/2032 | Cash | 11,764 | 0.01% |
| Swap | 18/02/2025 | Cash | 11,691 | 0.01% |
| Swap | 11/03/2024 | Cash | 11,512 | 0.01% |
| Swap | 07/05/2024 | Cash | 11,503 | 0.01% |
| Swap | 14/04/2032 | Cash | 11,244 | 0.01% |
| Swap | 24/05/2032 | Cash | 11,151 | 0.01% |
| Swap | 11/03/2024 | Cash | 10,924 | 0.01% |
| Swap | 10/06/2032 | Cash | 10,000 | 0.01% |
| Swap | 11/04/2024 | Cash | 9,911 | 0.01% |
| Swap | 28/05/2032 | Cash | 9,873 | 0.01% |
| Swap | 14/04/2032 | Cash | 9,558 | 0.01% |
| Swap | 11/03/2024 | Cash | 8,827 | 0.01% |
| Swap | 11/03/2024 | Cash | 8,376 | 0.01% |
| Swap | 13/05/2024 | Cash | 8,068 | 0.01% |
| Swap | 10/04/2024 | Cash | 7,410 | 0.01% |
| Swap | 09/05/2024 | Cash | 6,863 | 0.01% |
Swap 20/04/2032 Cash 6,815 0.01% Swap 04/11/2024 Cash 6,690 0.01% Swap 17/12/2031 Cash 6,000 0.01% Swap 07/01/2031 Cash 6,000 0.01% Swap 10/03/2031 Cash 6,000 0.01% Swap 10/06/2032 Cash 6,000 0.01% Swap 11/04/2024 Cash 5,753 0.01% Swap 11/03/2024 Cash 5,569 0.01% Swap 01/03/2032 Cash 5,505 0.01% Swap 11/03/2024 Cash 5,285 0.01% Swap 01/10/2031 Cash 5,093 0.01% Swap Cash 5,040 18/03/2024 0.01% Swap 10/03/2031 Cash 5,000 0.005% Swap 23/06/2023 Cash 5,000 0.005% Swap 18/03/2024 Cash 4,782 0.005% Swap 10/04/2024 Cash 4,664 0.005% Swap 24/05/2032 Cash 4,580 0.005% 4,489 Swap 03/03/2032 Cash 0.004% Swap 18/02/2025 Cash 4,488 0.004% Swap 29/01/2030 Cash 4,399 0.004% Swap 26/01/2032 Cash 4,394 0.004% Swap 07/05/2024 Cash 4,204 0.004% 26/03/2024 Cash Swap 4,176 0.004% 0.004% Swap 03/09/2031 Cash 4,000 Swap 09/12/2030 Cash 4,000 0.004% Swap 27/05/2024 Cash 3,825 0.004%
esma

| Swap | 09/05/2024 | Cash | 3,775 | 0.004% |
|---|---|---|---|---|
| Swap | 15/03/2024 | Cash | 3,328 | 0.003% |
| Swap | 07/01/2031 | Cash | 3,000 | 0.003% |
| Swap | 09/12/2030 | Cash | 3,000 | 0.003% |
| Swap | 13/05/2024 | Cash | 2,951 | 0.003% |
| Swap | 13/01/2032 | Cash | 2,947 | 0.003% |
| Swap | 01/04/2032 | Cash | 2,941 | 0.003% |
| Swap | 29/01/2030 | Cash | 2,926 | 0.003% |
| Swap | 24/05/2032 | Cash | 2,788 | 0.003% |
| Swap | 02/05/2025 | Cash | 2,672 | 0.003% |
| Swap | 18/12/2023 | Cash | 2,500 | 0.002% |
| Swap | 03/02/2025 | Cash | 2,239 | 0.002% |
| Swap | 18/02/2025 | Cash | 2,209 | 0.002% |
| Swap | 23/12/2024 | Cash | 2,125 | 0.002% |
| Swap | 13/01/2031 | Cash | 2,000 | 0.002% |
| Swap | 13/01/2031 | Cash | 2,000 | 0.002% |
| Swap | 04/02/2031 | Cash | 2.000 | 0.002% |
| Swap | 10/02/2031 | Cash | 2,000 | 0.002% |
| Swap | 12/03/2031 | Cash | 2,000 | 0.002% |
| Swap | 12/03/2031 | Cash | 2,000 | 0.002% |
| Swap | 25/03/2031 | Cash | 2,000 | 0.002% |
| Swap | 20/01/2031 | Cash | 2,000 | 0.002% |
| Swap | 20/01/2031 | Cash | 2,000 | 0.002% |
| Swap | 04/02/2031 | Cash | 2,000 | 0.002% |
| Swap | 10/02/2031 | Cash | 2,000 | 0.002% |
| Swap | 24/02/2031 | Cash | 2,000 | 0.002% |
Swap 03/03/2031 Cash 2,000 0.002% Swap 12/03/2031 Cash 2,000 0.002% Swap 24/03/2031 Cash 2,000 0.002% Swap 24/03/2031 Cash 2,000 0.002% Swap 25/03/2031 Cash 2,000 0.002% Swap 31/03/2031 Cash 2,000 0.002% Swap 31/03/2031 Cash 2,000 0.002% Swap 17/03/2032 Cash 1,935 0.002% Swap 15/03/2024 Cash 1,932 0.002% Swap 11/04/2024 Cash 1,913 0.002% Swap 29/01/2030 Cash 1,738 0.002% Swap Cash 29/01/2030 1,581 0.002% Swap 04/05/2032 Cash 1,566 0.002% Swap 23/06/2023 Cash 1,500 0.001% Swap 02/05/2024 Cash 1,495 0.001% Swap 09/05/2024 Cash 1,433 0.001% Swap 27/05/2024 Cash 1,428 0.001% Swap 11/03/2024 Cash 1,321 0.001% Swap 23/02/2023 Cash 1,119 0.001% Swap 26/03/2024 Cash 1,047 0.001% Swap 27/01/2031 1,000 Cash 0.001% Swap 28/01/2031 Cash 1,000 0.001% Swap 27/01/2031 Cash 1,000 0.001% Swap 28/01/2031 Cash 1,000 0.001% Swap 03/03/2031 Cash 1,000 0.001% Swap 19/08/2022 Cash 829 0.001%
* esma * - *

| Swap | 15/03/2024 | Cash | 642 | 0.001% |
|---|---|---|---|---|
| Swap | 15/03/2024 | Cash | 610 | 0.001% |
| Swap | 02/06/2025 | Cash | 589 | 0.001% |
| Swap | 02/02/2032 | Cash | 448 | 0.0004% |
| Swap | 29/01/2030 | Cash | 398 | 0.0004% |
| Swap | 02/06/2027 | Cash | 348 | 0.0003% |
| Swap | 13/10/2031 | Cash | 345 | 0.0003% |
| Swap | 02/05/2025 | Cash | 307 | 0.0003% |
| Swap | 01/03/2032 | Cash | 127 | 0.0001% |
| Swap | 03/02/2025 | Cash | 125 | 0.0001% |
| Swap | 29/09/2031 | Cash | 116 | 0.0001% |
| Swap | 02/05/2025 | Cash | 60 | 0.0001% |
| Swap | 25/01/2023 | Cash | 42 | 0.00004% |
| Swap | 12/09/2022 | Cash | 23 | 0.00002% |
| SUBTOTAL B.2 | 3,180,878 | 3.16% |
- Information in relation to the person subject to the notification (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. * "1
[ x ] Eull chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity":
| Namex | % of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|---|---|---|---|
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs (UK) L.L.C. | |||
| Goldman Sachs Group UK Limited | |||
| Goldman Sachs International | |||
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs & Co. LLC | |||
| · WE IF STORES COLLERS IN 1978 - | |||
| The Goldman Sachs Group, Inc. | |||
| GSAM Holdings LLC | |||
| Goldman Sachs Asset Management, L.P. |
|||
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs Bank USA | 1400 2017 | ||
| Goldman Sachs Bank Europe SE | |||
| The Goldman Sachs Group, Inc. | |||
| IMD Holdings LLC | |||
| United Capital Financial Partners, Inc. |
|||
| United Capital Financial Advisers, LLC |
|||
| The Goldman Sachs Group, Inc. | |||
| GSAM Holdings LLC | |||
| NNIP Holdings LLC |

| NNIP UK Holdings I Ltd | ||
|---|---|---|
| NNIP UK Holdings II Ltd | ||
| NNIP Holdings I B.V. / NNIP Hold- | ||
| ings II B.V. | ||
| NN Investment Partners Holdings | ||
| N.V. |
- In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
10. Additional information™:
Please note, the total amount of voting rights have been rounded to 2 decimal places there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries @gs.com
Done at London on 16/06/2022
Aceten