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CD Projekt — Major Shareholding Notification 2021
Dec 23, 2021
5556_rns_2021-12-23_ea1351c7-6b23-4267-a841-0fdb691b7d04.pdf
Major Shareholding Notification
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Eura{~ean Securities and U U U Markets Authority
~ ~ ., ~ate:22 October 2015 _ ESMA/2015/1597
Standard form for notification of major holdings
NOTIFICATION Of MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authorityp- ----
- Identity of the. issuer or the underlying issuer of existing shares to which voting rights are attached~:
CD PROJEKT S.A. - _
- Reason for the notification (please tick the appropriate box or boxes):
[] An acquisition or disposal of voting rights -
- [x] An acquisition or disposal of financial instruments
- [] An event changing the breakdown ~of voting rights
[]Other (please specify)~~~:
7c
~~ ~
3. Details of person subject to the notification obligation~~
Name: City and country of registered office (if applicable): The Goldman Sachs~Group, Inc. Corporation Trust Center, 1209 Orange Street, Wilmington DE-19801, USA
-
Full name of shareholders) (if different from 3.)~:
-
Date on which the threshold was crossed or reached°~: 21/12/2021
6: Total-positions of persons) subject to the notification oaligation:
| _ _ |
% of voting rights at- tached to shares (to- tal of 7.A) |
of voting rights through financial instru- ments total of 7.B.1 + 7.B.2 |
Total of both in (7.A + 7.B) |
__. Total number of voting rights of is suerv~' |
|
|---|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed or reached |
0.53% | 4.43 °/0 | 4.96 °/0 | 100,738,800 | |
| Position of previous notification (if appli- cable |
0.53% ~ |
6.26% | 6.80% |
7. Notified details of the resulting situation on the date on which the threshold was crossed or reached°~~~;
A: Voting rights attached to shares
| Class/type of shares ISIN code (if possi ble) |
Number of voting rights~x | % of voting rights |
||
|---|---|---|---|---|
| Direct (Art 9 of Directive 2004/109/EC |
Indirect (Art 10 of Directive 2004/109/EC |
Direct (Art 9 of Directive 2004/109/EC |
Indirect (Art 10 of Directive 2004/109/EC |
|
| PLOPTTC00011 | 529,850 | 0.53% | ||
| US1251051066 | 177 | 0.0002% | ||
| SUBTOTAL A | 530,027 | 0.53% |
| Type of financial in strument |
Expiration datex |
Exercise/ Conversion Periodx~ |
Number of voting rights that may be acquired if the instrument is exer cised/ conver#ed. |
% of voting rights |
|---|---|---|---|---|
| Securities Lending | Open | 2,110,407 | 2.09% | |
| SUBTOTAL B.1 | 2,110,407 | 2.09% |
| 2004/109/EC Type of financial instrument |
Expiration datex |
Exercise% Conversion Pe- rind xi |
Physical or cash settlementX~~ |
Number of voting rights |
% of voting rights |
|---|---|---|---|---|---|
| Swa | 16/04/2031 | Cash | 440,071 | 0.44% | |
| Swa | 10/11/2031 | Cash | 232,559 | 0.23% | |
| Swa | 30/10/2030 | Cash | 138,012 | 0.14% | |
| Swa | 17/03/2031 | Cash | 106,030 | 0.11 | |
| Swa | 10/11/2031 | Cash | 105,631 | 0.10% |
''R *. esma ~ ~~ ~.
| Swa | 03/02/2031 | Cash | "94,936 | 0.09% | |
|---|---|---|---|---|---|
| Swa | ~~ 01/12/2031 | Cash | 86,351 ~~ |
0.09% | |
| Swa | 06/10/2031 | Cash | 68,349 | .0.07% | |
| Swa | 01/10/2031 | Cash | 67,248 | 0.07% | |
| Swa | 16/04/2031 | Cash | 65,141 | 0.06% | |
| Swa | 13/10/2031 | Cash | 62,912 | 0.06% | |
| Swa | 11/03/2024 | Cash | 59,65.0 | 0.06% | |
| Swa | 10/11/2031 | Cash | 50,931 | 0.05% | |
| Swa | 11/03/2024 | Cash | 45,729 | 0.05% | |
| Swa | 24/02/2022 | Cash | 40,252 | 0.04% | |
| Swa | 11/03/2024 | Cash | 34,623 | 0.03% | |
| Swa | 11/03/2024 | Cash | 28,851 | 0.03% | |
| Swa | 29/01/2030 | Cash | 28,133 | 0.03% | |
| Swa _ |
11/03/2024 | Cash | 26,543 | 0.03% | |
| Swa | 18/03/2024 | Cash | 26,112 | 0.03% | |
| Swa | 26/03/2024 | Cash | 21;634 | 0.02% | |
| Swa | 27/10/2025 | .Cash | 21,450 | 0.02% | |
| Swa | 04/11 /2024 | Cash | 20,253 | 0.02% | |
| Swa | 07/05/2024 | Cash | 20,098 | 0.02% | |
| Swa | 01/12/2025 | Cash | 19,562 | 0.02% | |
| Swa | 11/03/2024 | Cash | 16,746 | 0.02% | |
| Swa | 10/04/2024 | Cash | 15,752 | 0.02% | |
| Swa | 18/03/2024 | Cash | 15,157 | 0.02% | |
| Swa | 13/05/2024 | Cash | 14,137 | 0.01 | |
| Swa | 11/03/2024 | Cash | 12,866 | 0.01% |
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** * .. ,..
Swa 26/03/2024 Cash 12,559 0.01 Swa 11 /03/2024 Cash 11,513 0.01 Swa 07/05/2024 Cash 11,504 0.01 Swa 11 /03/2024 Cash 10,925 0.01 Swa 27/05/2024 Cash 10,832 0.01 Swa 03/12/2031 Cash 10,001 0.01 Swa 11/04/2024 Cash 9,911 0.01% Swa 11/03/2024-= Cash 9,863 - 0.01% Swa 11/03/2024 Cash ~ 8,827 0.01% Swa - 11 /03/2024 Cash 8,376 0.01 Swa 13/05/2024 Cash 8;068 0.01% Swa 10/04/2024 Cash 7,410 0.01 Swa 09/05/2024 Cash 6,863 0.01 Swa 04/11/2024 Cash 6,690 0.01% Swa 11/03/2024 Cash 6,223 0.01% Swa 27/05/2024 Cash 6,190 0.01 Swa 07/01/2031 ~ Cash 6,000 0.01% Swa ~ 10/03/2031 Cash 6,000 0.01 Swa 03/12/2031 Cash 6,000 0.01 Swa 17/12/2031 Cash 6,000 0.01 Swa 11/04/2024 Cash 5,753 0.01% Swa 18/03/2024 Cash 5,632 0.01 Swa 11/03/2024 Cash 5,569 0.01% Swa 11/03/2024 Cash 5,285 0.01 Swa 01/10/2031 Cash 5,093 0.01%
~*~
esma ~ ~~
4
ik esma ,w- ,~ ~ ~~
| Swa | 18/03/2024 | Cash | 5,040 | 0.01 | |
|---|---|---|---|---|---|
| Swa | 10/03/2031 | Cash | 5,000 | 0.005% | |
| Swa | 18/03/2024 | Cash | 4,782. | 0.005% | |
| Swa | 04/08/2031 | Cash | 4,721 | 0.005% | |
| Swa | ~ 26/03/2024 | Cash | 4,667 | 0.005% | |
| Swa | 10/04/2024 | Cash | 4,664 | 0.005% | |
| Swa | 07/05/2024 ~ |
Cash | 4,429 ~ |
0.004% | |
| Swa | 29/01/2030 | Cash | 4,426 | 0.004% | |
| Swa | 27/05/2024 | Cash | 4,382 ~ |
0.004% | |
| Swa | 07/05/2024 ~ |
Cash | 4,204 | 0.004% | |
| Swa | 26/03/2024 | Cash | 4,176 | 0.004% | |
| Swa | 10/04/2024 | Cash | 4,140 | 0.004% | |
| Swa | .26/03/2024 | Cash | 4,017 | ' 0.004% |
|
| Swa | 03/09/2031 | Cash | 4,000 | 0.004% | |
| Swa | 17/12/2031 | Cash | 4,000 | 0.004% | |
| Swa | 09/12/2030 | Cash | 4,000 | 0.004% | |
| Swa | 09/05/2024 | Cash | 3,916 | 0.004% | - |
| Swa | 02/01/2025 | Cash | 3,820 | 0.004% | - " |
| Swa | 23/12/2022 ~ |
Cash | 3,500 | 0.003% | |
| Swa | 15/10/2031 | Cash | 3,358 | 0.003% | |
| Swa | 15/03/2024 | Cash | 3,328 | 0.003% | |
| Swa | 04/08/2031 | Cash | 3,040 | 0.003% | |
| Swa | 09/12/2030 | Cash | 3,000 | 0.003% | |
| Swa | 07/01/2031 | Cash | 3,000 | 0.003% -- |
|
| Swa | 13/05/2024 ~ |
Cash | 2,951 | 0.003% |
~:'~.~ , . ,~" ~0.~:~u ~I 3~~ 3'~r~'1L~. ~it~ :t ,r''"x - ~; a r,=~9" ~~ 'ka- ~. -,... ~, t,~ ~~E ,.px! ~'"a \_tea ~ . ~:. `fk e ~ , :s n ~w~3%c. _ '~Y~. ~.
.:. ~ ,•. m ,. ~ •.
.
5
~~~ s ~ R esma ~: #: ~.
| Swa | 13/05/2024 | Cash | 2,909 | 0.003% | |
|---|---|---|---|---|---|
| Swa | 18/12/2023 | Cash | 2,500 | 0.002% | |
| Swa | 01/12/2025 | Cash | 2,292 | 0.002% | |
| Swa | 11 /04~~024 | Cash | 2,1.38 - | .A.002% | |
| Swa | 13/01,/2031 | Cash | 2,000 | 0.002% | |
| Swa | 20/01/2031 | Cash | 2,000 | 0.002% | |
| Swa | 04/02/2031 | Cash | 2,000 | 0.002% | |
| Swa | 24/02/2031 | Cash | 2,000 | 0.002% | |
| Swa | 12/03/2031 | Cash | 2,000 | 0.002% | |
| Swa | 24/03/2031 | Cash | 2,000 | 0.002% | |
| Swa ~ |
25/03/2031 | Cash | 2,000 | 0.002% | |
| Swa | 25/03/2031 | Cash | 2,000 | 0.002% | |
| Swa | 31/03/2031 | Cash | 2,000 | 0.002% | |
| Swa | 13/01/2031 | Cash | 2,000 | 0.002% | |
| Swa | 20/01/2031 | Cash | 2,000 | 0.002% | |
| Swa | 04/02/2031 | - | Cash | 2,000 | 0.002°~0 |
| Swa | 10/02/2031 | Cash | 2,000 | 0.002% | |
| Swa | 10/02/2031 . | Cash | 2,000 | 0.002%. | |
| Swa | 03/03/2031 | Cash | 2,000 | 0.002% | |
| Swa | 12/03/2031 | Cash | 2,000 | 0.002% | |
| Swa | .12/03/2031 | Cash | 2,000 -- | 0.002% | |
| Swa | 24/03/2031 | Cash | 2,000 - |
0.002% | |
| Swa | 31/03/2031 | Cash | 2,000 | 0.002% | |
| Swa | 15/03/2024 | _ | Cash | 1,932 | 0.002% |
| Swa | 11 /04/2024 | Cash | 1,913 | 0.002% |
D
** ~ t ~ esma * ~
| Swa | 02/05/2024 | Cash | 1,495 | 0.001 |
|---|---|---|---|---|
| Swa | 09/05/2024 | Cash | 1,433 | 0.001 |
| Swa | 29/01 /2030 | Cash | 1,292. | 0.001 |
| Swa | 20/09/2022 | Cash | 1,217 | 0.001 |
| Swa _ | 29/01 /2030 | Cash | 1,204 | 0.001 |
| Swa | 23/02/2023 | Cash | 1,118 | 0.001 |
| Swa | 04/08/2031 | Cash | 1,008 | 0.001 |
| Swa | 28/01 /2031 | Cash | 1,000 | 0.001 |
| Swa | 03/03/2031 | Cash | 1,000 | 0.001 |
| Swa | 27/01 /2031 ~ |
Cash | 1,000 | O.Ob 1 |
| Swa | 27/01 /2031 | Cash | 1,000 | % 0.001 - |
| Swa | 28/01/2031 | Cash | 1,000 | 0.001% |
| Swa | 29/01 /2030 | Cash | 952 | 0.001 |
| Swa | 08/11 /2024 | Cash | 777 | 0.001 |
| Swa | 15/03/2024 | Cash | 718 | 0.001 |
| Swa | 15/03/2024 | Cash | 642 | 0.001 |
| Swa . | 29/01 /2030 | Cash. | 623 | 0.001 |
| Swa | 15/03/2024 | Cash ~ |
610 - _ |
O.OQ1 |
| Swa | 23/12/2022 | Cash | 525 | 0.001 |
| Swa | 11/04/2024 | Cash | 362 | 0.0004% |
| Swa | 07/10/2026 | Cash | 354 | 0.0004% |
| Swa | 13/10/2031 | Cash | 345 | 0.0003% |
| Swa ~ | 04/08/2031 | Cash ~ | 218 | 0.0002% |
| Swa | 15/03/2022 | Cash | 153 | 0.0002% |
| Swa | 29/01 /2030 | Cash | 131 | 0.0001 |
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.
| SUBTOTAL B.2 | 2355,546 | 2.34% | ||
|---|---|---|---|---|
| Swa | 09/07/2026 | Cash | 16 | 0.00002% |
| Swa | 16/03/2022 | Cash | 23 | 0.00002% |
| Swa | 04/08/2031 | Cash | 69 | 0.0001 |
| Swa | 04/11 /2024 | Cash | 89 | 0.0001 |
| Swa | 29/09/2031 | Cash | 116 | 0.0001 |
~,.. ~ ~ ~ t t esma ~ ~~
- Information in relation to the person subject to the notification obligation (please tick the applicable box):
[]Person subject to~the notification obligation is not~controlled by.any natural person or legal entity and does not control any other undertakings) holding directly or indirectly an interest in the (underlying) issuer.X~~~
[x ]Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controllirig natural person or legal entityx~~:
| Name | of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|
|---|---|---|---|---|
| The Goldman Sachs Group, Inc. | ||||
| Goldman Sachs (UK) L.L.C. | ||||
| Goldman Sachs Group UK Limited | ||||
| Goldman Sachs International | ||||
| The Goldman Sachs Group, Inc. | ||||
| Goldman Sachs & Co. LLC | ||||
| The Goldman Sachs Group, Inc. |
;~'. 8~ ~~,'`' '~ 4~ '.~.q"; ~ ~ ~ _
| GSAM Holdings LLC | ||
|---|---|---|
| Goldman Sachs Asset Management, L.P. |
||
| The Goldman Sachs Group, Inc. | ||
| Goldman Sachs Bank USA | ||
| Goldman Sachs Bank Europe SE | ||
| The Goldman Sachs Group, Inc. | -- | |
| IMD Holdings LLC | ||
| United .Capital Financial Partners, nc. |
- | |
| United Capital Financial Advisers, LLC |
-• |
_ r~ « ~.. C :r, 4~ ~4~ ~ ~ :m,,r =. t J~ ,~\$.?s ~. ➢~a:. ~~' uhnl .;~ ~""
- In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date] .,
10. Additional informationx°~:
Please .note, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. -
General email contact: gs-regops-emea-position-enquiries Q gs.com
Done at Warsaw on 23/12/2021
~~