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CD Projekt Major Shareholding Notification 2021

Dec 23, 2021

5556_rns_2021-12-23_ea1351c7-6b23-4267-a841-0fdb691b7d04.pdf

Major Shareholding Notification

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Eura{~ean Securities and U U U Markets Authority

~ ~ ., ~ate:22 October 2015 _ ESMA/2015/1597

Standard form for notification of major holdings

NOTIFICATION Of MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authorityp- ----

  1. Identity of the. issuer or the underlying issuer of existing shares to which voting rights are attached~:

CD PROJEKT S.A. - _

  1. Reason for the notification (please tick the appropriate box or boxes):

[] An acquisition or disposal of voting rights -

  • [x] An acquisition or disposal of financial instruments
  • [] An event changing the breakdown ~of voting rights

[]Other (please specify)~~~:

7c

~~ ~

3. Details of person subject to the notification obligation~~

Name: City and country of registered office (if applicable): The Goldman Sachs~Group, Inc. Corporation Trust Center, 1209 Orange Street, Wilmington DE-19801, USA

  1. Full name of shareholders) (if different from 3.)~:

  2. Date on which the threshold was crossed or reached°~: 21/12/2021

6: Total-positions of persons) subject to the notification oaligation:

_ _
%
of voting rights at-
tached to shares (to-
tal of 7.A)
of voting rights
through financial instru-
ments
total of 7.B.1 + 7.B.2
Total of both in
(7.A + 7.B)
__.
Total number of
voting rights of is
suerv~'
Resulting situation
on the date on which
threshold was
crossed or reached
0.53% 4.43 °/0 4.96 °/0 100,738,800
Position of previous
notification (if appli-
cable
0.53%
~
6.26% 6.80%

7. Notified details of the resulting situation on the date on which the threshold was crossed or reached°~~~;

A: Voting rights attached to shares

Class/type of
shares
ISIN code (if possi
ble)
Number of voting rights~x %
of voting rights
Direct
(Art 9 of Directive
2004/109/EC
Indirect
(Art 10 of Directive
2004/109/EC
Direct
(Art 9 of Directive
2004/109/EC
Indirect
(Art 10 of Directive
2004/109/EC
PLOPTTC00011 529,850 0.53%
US1251051066 177 0.0002%
SUBTOTAL A 530,027 0.53%
Type of financial in
strument
Expiration
datex
Exercise/
Conversion Periodx~
Number of voting rights
that may be acquired if
the instrument is exer
cised/ conver#ed.
%
of voting rights
Securities Lending Open 2,110,407 2.09%
SUBTOTAL B.1 2,110,407 2.09%
2004/109/EC
Type of financial
instrument
Expiration
datex
Exercise%
Conversion Pe-
rind xi
Physical or cash
settlementX~~
Number of
voting rights
%
of voting rights
Swa 16/04/2031 Cash 440,071 0.44%
Swa 10/11/2031 Cash 232,559 0.23%
Swa 30/10/2030 Cash 138,012 0.14%
Swa 17/03/2031 Cash 106,030 0.11
Swa 10/11/2031 Cash 105,631 0.10%

''R *. esma ~ ~~ ~.

Swa 03/02/2031 Cash "94,936 0.09%
Swa ~~ 01/12/2031 Cash 86,351
~~
0.09%
Swa 06/10/2031 Cash 68,349 .0.07%
Swa 01/10/2031 Cash 67,248 0.07%
Swa 16/04/2031 Cash 65,141 0.06%
Swa 13/10/2031 Cash 62,912 0.06%
Swa 11/03/2024 Cash 59,65.0 0.06%
Swa 10/11/2031 Cash 50,931 0.05%
Swa 11/03/2024 Cash 45,729 0.05%
Swa 24/02/2022 Cash 40,252 0.04%
Swa 11/03/2024 Cash 34,623 0.03%
Swa 11/03/2024 Cash 28,851 0.03%
Swa 29/01/2030 Cash 28,133 0.03%
Swa
_
11/03/2024 Cash 26,543 0.03%
Swa 18/03/2024 Cash 26,112 0.03%
Swa 26/03/2024 Cash 21;634 0.02%
Swa 27/10/2025 .Cash 21,450 0.02%
Swa 04/11 /2024 Cash 20,253 0.02%
Swa 07/05/2024 Cash 20,098 0.02%
Swa 01/12/2025 Cash 19,562 0.02%
Swa 11/03/2024 Cash 16,746 0.02%
Swa 10/04/2024 Cash 15,752 0.02%
Swa 18/03/2024 Cash 15,157 0.02%
Swa 13/05/2024 Cash 14,137 0.01
Swa 11/03/2024 Cash 12,866 0.01%
  • .~ ? '. a :a"~. i~.: .. "P ~. .. t v4~`` or:?&3 a 's' R,~ 3~.°,.baE=~,° .~ 'i ~,i ~' ~ \_ i~e7 . 5£:?~?: iE ~: yl r,r N ai ._.

** * .. ,..

Swa 26/03/2024 Cash 12,559 0.01 Swa 11 /03/2024 Cash 11,513 0.01 Swa 07/05/2024 Cash 11,504 0.01 Swa 11 /03/2024 Cash 10,925 0.01 Swa 27/05/2024 Cash 10,832 0.01 Swa 03/12/2031 Cash 10,001 0.01 Swa 11/04/2024 Cash 9,911 0.01% Swa 11/03/2024-= Cash 9,863 - 0.01% Swa 11/03/2024 Cash ~ 8,827 0.01% Swa - 11 /03/2024 Cash 8,376 0.01 Swa 13/05/2024 Cash 8;068 0.01% Swa 10/04/2024 Cash 7,410 0.01 Swa 09/05/2024 Cash 6,863 0.01 Swa 04/11/2024 Cash 6,690 0.01% Swa 11/03/2024 Cash 6,223 0.01% Swa 27/05/2024 Cash 6,190 0.01 Swa 07/01/2031 ~ Cash 6,000 0.01% Swa ~ 10/03/2031 Cash 6,000 0.01 Swa 03/12/2031 Cash 6,000 0.01 Swa 17/12/2031 Cash 6,000 0.01 Swa 11/04/2024 Cash 5,753 0.01% Swa 18/03/2024 Cash 5,632 0.01 Swa 11/03/2024 Cash 5,569 0.01% Swa 11/03/2024 Cash 5,285 0.01 Swa 01/10/2031 Cash 5,093 0.01%

~*~

esma ~ ~~

4

ik esma ,w- ,~ ~ ~~

Swa 18/03/2024 Cash 5,040 0.01
Swa 10/03/2031 Cash 5,000 0.005%
Swa 18/03/2024 Cash 4,782. 0.005%
Swa 04/08/2031 Cash 4,721 0.005%
Swa ~ 26/03/2024 Cash 4,667 0.005%
Swa 10/04/2024 Cash 4,664 0.005%
Swa 07/05/2024
~
Cash 4,429
~
0.004%
Swa 29/01/2030 Cash 4,426 0.004%
Swa 27/05/2024 Cash 4,382
~
0.004%
Swa 07/05/2024
~
Cash 4,204 0.004%
Swa 26/03/2024 Cash 4,176 0.004%
Swa 10/04/2024 Cash 4,140 0.004%
Swa .26/03/2024 Cash 4,017 '
0.004%
Swa 03/09/2031 Cash 4,000 0.004%
Swa 17/12/2031 Cash 4,000 0.004%
Swa 09/12/2030 Cash 4,000 0.004%
Swa 09/05/2024 Cash 3,916 0.004% -
Swa 02/01/2025 Cash 3,820 0.004% - "
Swa 23/12/2022
~
Cash 3,500 0.003%
Swa 15/10/2031 Cash 3,358 0.003%
Swa 15/03/2024 Cash 3,328 0.003%
Swa 04/08/2031 Cash 3,040 0.003%
Swa 09/12/2030 Cash 3,000 0.003%
Swa 07/01/2031 Cash 3,000 0.003%
--
Swa 13/05/2024
~
Cash 2,951 0.003%

~:'~.~ , . ,~" ~0.~:~u ~I 3~~ 3'~r~'1L~. ~it~ :t ,r''"x - ~; a r,=~9" ~~ 'ka- ~. -,... ~, t,~ ~~E ,.px! ~'"a \_tea ~ . ~:. `fk e ~ , :s n ~w~3%c. _ '~Y~. ~.

.:. ~ ,•. m ,. ~ •.

.

5

~~~ s ~ R esma ~: #: ~.

Swa 13/05/2024 Cash 2,909 0.003%
Swa 18/12/2023 Cash 2,500 0.002%
Swa 01/12/2025 Cash 2,292 0.002%
Swa 11 /04~~024 Cash 2,1.38 - .A.002%
Swa 13/01,/2031 Cash 2,000 0.002%
Swa 20/01/2031 Cash 2,000 0.002%
Swa 04/02/2031 Cash 2,000 0.002%
Swa 24/02/2031 Cash 2,000 0.002%
Swa 12/03/2031 Cash 2,000 0.002%
Swa 24/03/2031 Cash 2,000 0.002%
Swa
~
25/03/2031 Cash 2,000 0.002%
Swa 25/03/2031 Cash 2,000 0.002%
Swa 31/03/2031 Cash 2,000 0.002%
Swa 13/01/2031 Cash 2,000 0.002%
Swa 20/01/2031 Cash 2,000 0.002%
Swa 04/02/2031 - Cash 2,000 0.002°~0
Swa 10/02/2031 Cash 2,000 0.002%
Swa 10/02/2031 . Cash 2,000 0.002%.
Swa 03/03/2031 Cash 2,000 0.002%
Swa 12/03/2031 Cash 2,000 0.002%
Swa .12/03/2031 Cash 2,000 -- 0.002%
Swa 24/03/2031 Cash 2,000
-
0.002%
Swa 31/03/2031 Cash 2,000 0.002%
Swa 15/03/2024 _ Cash 1,932 0.002%
Swa 11 /04/2024 Cash 1,913 0.002%

D

** ~ t ~ esma * ~

Swa 02/05/2024 Cash 1,495 0.001
Swa 09/05/2024 Cash 1,433 0.001
Swa 29/01 /2030 Cash 1,292. 0.001
Swa 20/09/2022 Cash 1,217 0.001
Swa _ 29/01 /2030 Cash 1,204 0.001
Swa 23/02/2023 Cash 1,118 0.001
Swa 04/08/2031 Cash 1,008 0.001
Swa 28/01 /2031 Cash 1,000 0.001
Swa 03/03/2031 Cash 1,000 0.001
Swa 27/01 /2031
~
Cash 1,000 O.Ob 1
Swa 27/01 /2031 Cash 1,000 %
0.001
-
Swa 28/01/2031 Cash 1,000 0.001%
Swa 29/01 /2030 Cash 952 0.001
Swa 08/11 /2024 Cash 777 0.001
Swa 15/03/2024 Cash 718 0.001
Swa 15/03/2024 Cash 642 0.001
Swa . 29/01 /2030 Cash. 623 0.001
Swa 15/03/2024 Cash
~
610
-
_
O.OQ1
Swa 23/12/2022 Cash 525 0.001
Swa 11/04/2024 Cash 362 0.0004%
Swa 07/10/2026 Cash 354 0.0004%
Swa 13/10/2031 Cash 345 0.0003%
Swa ~ 04/08/2031 Cash ~ 218 0.0002%
Swa 15/03/2022 Cash 153 0.0002%
Swa 29/01 /2030 Cash 131 0.0001

?"' .l~7s'i'F; tr° - r~: , G .t'vs~ n'~.~ -#lc~l" -~'P'si~' ~tA 't _ 1 9u~"r,t ,u+td~"

.

SUBTOTAL B.2 2355,546 2.34%
Swa 09/07/2026 Cash 16 0.00002%
Swa 16/03/2022 Cash 23 0.00002%
Swa 04/08/2031 Cash 69 0.0001
Swa 04/11 /2024 Cash 89 0.0001
Swa 29/09/2031 Cash 116 0.0001

~,.. ~ ~ ~ t t esma ~ ~~

  1. Information in relation to the person subject to the notification obligation (please tick the applicable box):

[]Person subject to~the notification obligation is not~controlled by.any natural person or legal entity and does not control any other undertakings) holding directly or indirectly an interest in the (underlying) issuer.X~~~

[x ]Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controllirig natural person or legal entityx~~:

Name of voting
rights if it equals
or is higher than
the notifiable
threshold
% of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold
Total of both if it
equals or is higher
than the notifiable
threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.

;~'. 8~ ~~,'`' '~ 4~ '.~.q"; ~ ~ ~ _

GSAM Holdings LLC
Goldman Sachs Asset Management,
L.P.
The Goldman Sachs Group, Inc.
Goldman Sachs Bank USA
Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. --
IMD Holdings LLC
United .Capital Financial Partners,
nc.
-
United Capital Financial Advisers,
LLC
-•

_ r~ « ~.. C :r, 4~ ~4~ ~ ~ :m,,r =. t J~ ,~\$.?s ~. ➢~a:. ~~' uhnl .;~ ~""

  1. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date] .,

10. Additional informationx°~:

Please .note, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. -

General email contact: gs-regops-emea-position-enquiries Q gs.com

Done at Warsaw on 23/12/2021

~~