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CBRE GROUP, INC. — Director's Dealing 2022
Sep 24, 2022
30026_dirs_2022-09-23_748d5a2f-36d2-499a-95f0-30b02ade071c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Altus Power, Inc. (AMPS)
CIK: 0001828723
Period of Report: 2022-09-20
Reporting Person: CBRE Acquisition Sponsor, LLC (Director, 10% Owner)
Reporting Person: CBRE SERVICES, INC. (Director, 10% Owner)
Reporting Person: CBRE GROUP, INC. (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-20 | Class A Common Stock | M | 9237749 | — | Acquired | 31239560 | Indirect |
| 2022-09-20 | Class A Common Stock | D | 6685359 | — | Disposed | 24554201 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-20 | Warrants (Right to Buy) | $ | M | 9237749 | Disposed | 2026-12-09 | Class A Common Stock (9237749) | Indirect |
Footnotes
F1: Following the issuer's notice of redemption of all outstanding warrants to purchase the issuer's Class A Common Stock, the reporting person exercised its warrants in a make-whole exercise on a cashless basis. The reporting person received 0.2763 shares of Class A Common Stock and the issuer withheld 0.7237 shares of Class A Common Stock per warrant exercised pursuant to the warrant agreement governing the warrants.
F2: Represents securities directly held by CBRE Acquisition Sponsor, LLC ("CBRE Sponsor"). The sole member of CBRE Sponsor is CBRE Services, Inc., which is a wholly-owned subsidiary of CBRE Group, Inc., a publicly traded company.
F3: Represents shares of Class A common stock deemed withheld by the issuer in connection with the make-whole exercise on a cashless basis pursuant to the warrant agreement governing the warrants.