AI assistant
CBRE GROUP, INC. — Director's Dealing 2015
Aug 17, 2015
30026_dirs_2015-08-17_662cbc4a-edf7-4cc2-80b3-73599d8eabd6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CBRE GROUP, INC. (CBG)
CIK: 0001138118
Period of Report: 2015-08-13
Reporting Person: GROCH JAMES R (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-13 | Class A Common Stock | A | 52603.0000 | $0.0000 | Acquired | 554161.0000 | Direct |
| 2015-08-14 | Class A Common Stock | M | 30470.0000 | $13.2900 | Acquired | 584631.0000 | Direct |
| 2015-08-14 | Class A Common Stock | F | 6620.0000 | $38.2300 | Disposed | 578011.0000 | Direct |
| 2015-08-14 | Class A Common Stock | S | 30470.0000 | $38.1541 | Disposed | 547541.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-14 | Stock Option (Right to Buy) | $13.2900 | M | 30470.0000 | Disposed | 2015-09-01 | Class A Common Stock (30470.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 40000.0000 | Indirect |
| Class A Common Stock | 40000.0000 | Indirect |
Footnotes
F1: The Issuer granted these restricted stock units to the Reporting Person on August 13, 2015 as part of the Reporting Person's 2015 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of August 14, 2016, 2017, 2018 and 2019, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.
F2: This transaction was executed in multiple trades at prices ranging from $37.84 to $38.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.
F3: This option vested and became exercisable at a rate of 25% per year over four years commencing on September 5, 2008 and became fully exercisable on September 5, 2012.