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CBRE GROUP, INC. — Director's Dealing 2012
Dec 4, 2012
30026_dirs_2012-12-04_4e2c4942-0979-4d3a-b10b-c97b6da792b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CBRE GROUP, INC. (CBG)
CIK: 0001138118
Period of Report: 2012-11-30
Reporting Person: WHITE W BRETT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Class A Common Stock | M | 303755.0000 | — | Acquired | 654480.0000 | Direct |
| 2012-11-30 | Class A Common Stock | D | 85831.0000 | $0.0000 | Disposed | 568649.0000 | Direct |
| 2012-12-03 | Class A Common Stock | A | 1752.0000 | $0.0000 | Acquired | 570401.0000 | Direct |
| 2012-12-03 | Class A Common Stock | S | 750.0000 | $18.7817 | Disposed | 569651.0000 | Direct |
| 2012-12-03 | Class A Common Stock | S | 128000.0000 | $18.8671 | Disposed | 441651.0000 | Direct |
| 2012-12-03 | Class A Common Stock | S | 136144.0000 | $18.7516 | Disposed | 305507.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Restricted Stock Units | $ | D | 248527.0000 | Disposed | 2020-03-04 | Class A Common Stock (248527.0000) | Direct |
| 2012-11-30 | Restricted Stock Units | $ | M | 303755.0000 | Disposed | 2020-03-04 | Class A Common Stock (303755.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 10.0000 | Indirect |
| Class A Common Stock | 1525.0000 | Indirect |
Footnotes
F1: These 303,755 shares of common stock were issued and the reporting person deferred the receipt of such shares to March 4, 2015 in accordance with his Special Retention Award Restricted Stock Unit Agreement with the Issuer, dated March 4, 2010 (the "RSU Agreement").
F2: Pursuant to the Transition Agreement between the reporting person and the Issuer dated May 15, 2012 (the "Transition Agreement"), all remaining unvested shares from the September 8, 2011 restricted stock award were forfeited as of the date of the reporting person's retirement.
F3: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Director Compensation Policy. The award vests in full on the earlier of the one-year anniversary of grant or the next annual meeting of stockholders.
F4: These shares were sold to satisfy the reporting person's obligation upon vesting of restricted stock previously granted.
F5: This transaction was executed in multiple trades at prices ranging from $18.7405 to $19.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.
F6: This transaction was executed in multiple trades at prices ranging from $18.72 to $18.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.
F7: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F8: These restricted stock units were forfeited as a result of the reporting person's retirement. They would have otherwise vested in full on March 4, 2015, subject to accelerated vesting or forfeiture under certain circumstances as specifically provided in the RSU Agreement.
F9: Pursuant to the Transition Agreement, these restricted stock units issued pursuant to the RSU Agreement were deemed 33/60th vested on the date of the reporting person's retirement, and were converted to shares that will be delivered on March 4, 2015 in accordance with the terms of the RSU Agreement.