AI assistant
CBL & ASSOCIATES PROPERTIES INC — Director's Dealing 2017
Feb 27, 2017
32287_dirs_2017-02-27_511af7ac-37c6-4094-beac-b5156af410be.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CBL & ASSOCIATES PROPERTIES INC (CBL)
CIK: 0000910612
Period of Report: 2017-02-24
Reporting Person: STEPHAS AUGUSTUS N (Exec VP & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-24 | Common Stock | F | 2137 | $10.75 | Disposed | 108350.1277 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Preferred Series D Depositary Shares | 2162 | Direct |
| Preferred Series E Depositary Shares | 1600 | Direct |
| Preferred Series E Depositary Shares | 195 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Units | $ | 2043-11-03 | Common Stock (55340) | 55340 | Direct |
Footnotes
F1: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
F4: Immediately exercisable.