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CBL & ASSOCIATES PROPERTIES INC — Director's Dealing 2017
Dec 20, 2017
32287_dirs_2017-12-20_709e1cba-f256-4cf3-a551-2978a8c75600.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CBL & ASSOCIATES PROPERTIES INC (CBL)
CIK: 0000910612
Period of Report: 2017-12-18
Reporting Person: LEBOVITZ STEPHEN D (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-18 | Common Stock | F | 11928 | $5.60 | Disposed | 921158.91 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1150 | Indirect |
| Common Stock | 10383.452 | Indirect |
| Common Stock | 35614.278 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Units | $ | 2043-11-03 | Common Stock (480297) | 480297 | Direct |
| Common Units | $ | 2043-11-03 | Common Stock (49365) | 49365 | Indirect |
| Common Units | $ | 2043-11-03 | Common Stock (9650) | 9650 | Indirect |
Footnotes
F1: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The Common units are exercisable on a 1 to 1 ratio with no exercise price.
F4: Immediately exercisable.