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CBL & ASSOCIATES PROPERTIES INC — Director's Dealing 2016
Jan 14, 2016
32287_dirs_2016-01-14_190ff97a-af50-40f1-a618-abfdf14e5bdd.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CBL & ASSOCIATES PROPERTIES INC (CBL)
CIK: 0000910612
Period of Report: 2015-07-16
Reporting Person: LEBOVITZ STEPHEN D (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-16 | Common Stock | J | 247.742 | $16.5395 | Acquired | 31459.258 | Indirect |
| 2015-07-16 | Common Stock | J | 247.742 | $16.5395 | Acquired | 31707 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 813526.91 | Direct |
| Common Stock | 1150 | Indirect |
| Common Stock | 10383.452 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Units | $ | 2043-11-03 | Common Stock (480297) | 480297 | Direct |
| Common Units | $ | 2043-11-03 | Common Stock (49365) | 49365 | Indirect |
| Common Units | $ | 2043-11-03 | Common Stock (9650) | 9650 | Indirect |
Footnotes
F1: The shares were acquired via the Company's Dividend Reinvestment Plan.
F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: Prior Form 4s filed on behalf of the Reporting Person incorrectly identified the securities as held by Trust. The securities are held by the Reporting Person as Custodian UGMA/UTMA for the benefit of his sons.
F4: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F5: Includes an additional 1,461 shares of Common Stock of the Issuer due to cumulative prior errors in reporting the number of shares accumulated in brokerage accounts owned by Trusts for the benefit of the Reporting Person's sons.
F6: The Common Units are exercisable on a 1 to 1 ratio with no exercise price.
F7: Immediately exercisable.
F8: The Common units are exercisable on a 1 to 1 ratio with no exercise price.