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CBL & ASSOCIATES PROPERTIES INC — Director's Dealing 2013
Jul 29, 2013
32287_dirs_2013-07-29_2e37dab9-3267-4b5c-99d9-baee76c29b75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CBL & ASSOCIATES PROPERTIES INC (CBL)
CIK: 0000910612
Period of Report: 2013-07-16
Reporting Person: LEBOVITZ CHARLES B (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-16 | Common Stock | J | 145.0062 | $23.305 | Acquired | 14676.6572 | Indirect |
| 2013-07-16 | Common Stock | J | 137.9356 | $23.305 | Acquired | 46135.6182 | Indirect |
| 2013-07-16 | Common Stock | J | 137.9356 | $23.305 | Acquired | 46273.5538 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 661568.387 | Direct |
| Common Stock | 1035105.764 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Units | $ | 2043-11-03 | Common Stock (756350) | 756350 | Direct |
| Common Units | $ | 2043-11-03 | Common Stock (15729378) | 15729378 | Indirect |
| Common Units | $ | 2043-11-03 | Common Stock (489071) | 489071 | Indirect |
| Common Units | $ | 2043-11-23 | Common Stock (17081) | 17081 | Indirect |
Footnotes
F1: The shares were acquired via the Company's Dividend Reinvestment Plan.
F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F4: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
F5: Immediately exercisable.
F6: Includes 15,520,703 Common Units owned directly by CBL & Associates, Inc., a corporation controlled by the Reporting Person, and 208,675 Common Units owned by four general partnerships controlled by CBL & Associates, Inc.
F7: Common Units owned by College Station Associates, a general partnership controlled by the Reporting Person.