CBAK Energy Technology, Inc.

Regulatory Filings • May 11, 2010

8-K 1 v184324_8k.htm Unassociated Document Licensed to: Vintage Filings Document Created using EDGARizer 4.0.6.4 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES AND EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): May 10, 2010

| CHINA
BAK BATTERY, INC. |
| --- |
| (Exact
name of registrant as specified in its
charter) |

Nevada	001-32898	86-0442833
(State
or other jurisdiction of
incorporation)	(Commission
File No.)	(IRS
Employer Identification
No.)

| BAK
Industrial Park, No. 1 BAK Street |
| --- |
| Kuichong
Town, Longgang District |
| Shenzhen,
518119 |
| People’s
Republic of China |
| (Address,
including zip code, of principal executive offices) |
| (86-755)
8977-0093 |
| (Registrant’s
telephone number, including area code) |
| Not
applicable |
| (Former
name or former address, if changed since last report) |

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

| o | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
| --- | --- |
| o | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| o | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
| o | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |

Item 7.01. Regulation FD Disclosure.

Jun Zou, Chief Financial Officer of China BAK Battery, Inc. (the “Company”), plans to present the materials attached as Exhibit 99.1 to this Form 8-K, or materials that are materially the same as the materials attached as Exhibit 99.1 to this Form 8-K, to selected investors at the Ninth Annual JMP Securities Research Conference in San Francisco on May 11, 2010, the Piper Jaffray Seventh Annual China Growth Conference in New York City on May 13, 2010, the China Rising Investment Conference 2010 in New York City on May 17, 2010, and the First Annual Credit Suisse Future of Energy Conference in Washington, DC on June 4, 2010. Mr. Zou will also discuss the Company’s business development and strategy. The Company issued a press release announcing the above presentations on May 10, 2010. A copy of the press release is attached as Exhibit 99.2 hereto.

The information contained in this Current Report on Form 8-K and the exhibits attached hereto shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information or such exhibits be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information set forth in, or in any exhibit to, this Form 8-K shall not be deemed an admission as to the materiality of any information in this report on Form 8-K that is required to be disclosed solely to satisfy the requirements of Regulation FD.

The attached presentation and press release include or incorporate by reference statements that constitute forward-looking statements within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act. These statements relate to future events or to the Company’s future financial performance, and involve known and unknown risks, uncertainties and other factors that may cause the Company’s actual results, levels of activity, performance, or achievements to be materially different from any future results, levels of activity, performance, or achievements expressed or implied by these forward-looking statements. These statements include, but are not limited to, information or assumptions about revenues, gross profit, expenses, income, capital and other expenditures, financing plans, capital structure, cash flow, liquidity, management’s plans, goals, and objectives for future operations and growth. In some cases, you can identify forward-looking statements by the use of words such as “may,” “could,” “expect,” “intend,” “plan,” “seek,” “anticipate,” “believe,” “estimate,” “predict,” “potential,” “continue,” or the negative of these terms or other comparable terminology. You should not place undue reliance on forward-looking statements since they involve known and unknown risks, uncertainties and other factors which are, in some cases, beyond the Company’s control and which could materially affect actual results, levels of activity, performance or achievements.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit	Description
99.1	PowerPoint
Presentation dated May 2010
99.2	Press
Release dated May 10,
2010

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ Jun Zou
Jun
Zou
Chief
Financial Officer

3

EXHIBITS

Exhibit	Description
99.1	PowerPoint
Presentation dated May 2010
99.2	Press
Release dated May 10,
2010

4