CBAK Energy Technology, Inc. — Director's Dealing 2019

Sep 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CBAK Energy Technology, Inc. (CBAT)
CIK: 0001117171
Period of Report: 2019-08-23

Reporting Person: Xue J. Simon (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-23	Restricted Share Units	$	A	20000	Acquired		Common Stock (20000)	Direct

Footnotes

F1: On August 23, 2019, pursuant to the CBAK Energy Technology, Inc. 2015 Equity Incentive Plan, the company granted 20,000 restricted share units (the "RSUs") to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock.

F2: The RSUs vest semi-annually in six equity installments over a three year period with the first vesting on September 30, 2019.