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CBAK Energy Technology, Inc. Director's Dealing 2019

Sep 14, 2019

34326_dirs_2019-09-13_47122147-d23b-41ab-a427-78e06248714a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CBAK Energy Technology, Inc. (CBAT)
CIK: 0001117171
Period of Report: 2019-09-04

Reporting Person: Asia EVK New Energy Auto Ltd (10% Owner)
Reporting Person: Li Mu (10% Owner)
Reporting Person: Qi Wei (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-04 COMMON STOCK P 2769435 $1.05 Acquired 7551598 Direct

Footnotes

F1: On September 4, 2019, the Reporting Person acquired 2,769,435 shares of common stock of the Issuer by cancelling a loan of $2.91 million that the Issuer owed to the Reporting Person, at the exchange price of $1.05 per share.