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CBAK Energy Technology, Inc. Director's Dealing 2016

Apr 21, 2016

34326_dirs_2016-04-21_8112485c-32b7-4b9c-beb3-5154d1b09a8b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2016-04-19

Reporting Person: Xue J. Simon (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-19 Common Stock A 30000 Acquired 30000 Direct

Footnotes

F1: Grant of restricted shares under China BAK Battery, Inc. 2015 Equity Incentive Plan. The restricted shares vest over a three year period in 6 equal semi-annual installments with the first vesting on December 31, 2016.