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CBAK Energy Technology, Inc. — Director's Dealing 2011
Jan 21, 2011
34326_dirs_2011-01-21_135fc7fb-b6e4-424c-82e9-b8638fb75f77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2011-01-19
Reporting Person: Zhang Chunzhi (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-19 | Common Stock, $0.001 par value per share | J | 2500 | — | Disposed | 17500 | Direct |
Footnotes
F1: Waiver of receipt of unissued portion of grant on July 1, 2010 of restricted shares under China BAK Battery, Inc.
Compensation Plan for Non-Employee Directors (the "Plan") in consideration of an additional quarterly payment by China BAK
Battery, Inc. of $6,250 on or about January 6, 2011 pursuant to the increase, effective January 1, 2011, of the reporting
person's annual retainer fee under the Plan by $25,000 in lieu of the reporting person's receipt of restricted shares under
the Plan.
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