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CBAK Energy Technology, Inc. — Director's Dealing 2011
May 27, 2011
34326_dirs_2011-05-27_ce42fced-2045-462f-bdb4-d2f33214888e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2011-05-26
Reporting Person: CUI KE MARCUS (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-26 | Employee Stock Option (right to buy) | $1.28 | A | 80400 | Acquired | 2017-05-30 | Common Stock (80400) | Direct |
Footnotes
F1: The option vests and becomes exercisable over a three-year period as follows: The option shall vest and become exercisable as
to 6,700 shares on September 30, 2011, and as to an additional 6,700 shares at the end of each subsequent quarter until
fully vested.
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