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CBAK Energy Technology, Inc. Director's Dealing 2011

May 27, 2011

34326_dirs_2011-05-27_ce42fced-2045-462f-bdb4-d2f33214888e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2011-05-26

Reporting Person: CUI KE MARCUS (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-05-26 Employee Stock Option (right to buy) $1.28 A 80400 Acquired 2017-05-30 Common Stock (80400) Direct

Footnotes

F1: The option vests and becomes exercisable over a three-year period as follows: The option shall vest and become exercisable as
to 6,700 shares on September 30, 2011, and as to an additional 6,700 shares at the end of each subsequent quarter until
fully vested.