CBAK Energy Technology, Inc. — Director's Dealing 2009

Nov 4, 2009

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2009-06-26

Reporting Person: Budd Charlene Spoede (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2009-06-26	Common Stock, $0.001 par value per share	A	5000	—	Acquired	15500	Direct

Footnotes

F1: Grant of restricted shares under China BAK Battery, Inc. Stock Option Plan (the "Restricted Shares") to non-employee director
in accordance with the Company's compensation plan for non-employee directors. Twenty-five percent (25%) of the Restricted
Shares vested on the grant date, June 26, 2009 (the "Grant Date"), and the remaining seventy-five percent (75%) of the
Restricted Shares vest in three installments of twenty-five percent (25%) of the Restricted Shares on the last day of each
subsequent calendar quarter, with the first such installment vesting on the last day of the first full calendar quarter
after the Grant Date.