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CBAK Energy Technology, Inc. — Director's Dealing 2008
Aug 8, 2008
34326_dirs_2008-08-07_12c4e879-18f4-486b-af23-e9dd3ac1034a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2008-08-06
Reporting Person: Budd Charlene Spoede (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-08-06 | Common Stock, $.001 par value per share | A | 5000 | — | Acquired | 10500 | Direct |
Footnotes
F1: Grant of restricted shares under China BAK Battery, Inc. Stock Option Plan (the "Restricted Shares") to non-employee director
in accordance with the Company's compensation plan for non-employee directors. Twenty-five percent (25%) of the Restricted
Shares will vest on August 6, 2008 (the "Grant Date"), and the remaining seventy-five percent (75%) of the Restricted Shares
will vest in three installments of twenty-five percent (25%) of the Restricted Shares on the last day of each subsequent
calendar quarter, with the first such installment to vest on the last day of the first full calendar quarter after the Grant
Date.