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CBAK Energy Technology, Inc. Director's Dealing 2007

Jun 27, 2007

34326_dirs_2007-06-27_9d13ca44-0a8c-4734-a82a-cc07ef609637.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2007-06-25

Reporting Person: Deng Zhongyi (Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2007-06-25 Stock Option (right to purchase) $3.35 A 200000 Acquired 2017-06-25 Common Stock (200000) Direct

Footnotes

F1: The options shall become vested and exercisable beginning July 1, 2008 as follows: On July 1, 2008, 25% of such option shall
vest and shall no longer be subject to forfeiture; on July 1, 2009, the second 25% of such option shall vest and shall no
longer be subject to forfeiture; on July 1, 2010, the third 25% of such option shall vest and shall no longer be subject to
forfeiture; on July 1, 2011, the final 25% of such option shall vest and shall no longer be subject to forfeiture.