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CBAK Energy Technology, Inc. — Director's Dealing 2007
Jun 27, 2007
34326_dirs_2007-06-27_9d13ca44-0a8c-4734-a82a-cc07ef609637.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2007-06-25
Reporting Person: Deng Zhongyi (Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-06-25 | Stock Option (right to purchase) | $3.35 | A | 200000 | Acquired | 2017-06-25 | Common Stock (200000) | Direct |
Footnotes
F1: The options shall become vested and exercisable beginning July 1, 2008 as follows: On July 1, 2008, 25% of such option shall
vest and shall no longer be subject to forfeiture; on July 1, 2009, the second 25% of such option shall vest and shall no
longer be subject to forfeiture; on July 1, 2010, the third 25% of such option shall vest and shall no longer be subject to
forfeiture; on July 1, 2011, the final 25% of such option shall vest and shall no longer be subject to forfeiture.
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