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CBAK Energy Technology, Inc. — Director's Dealing 2007
Jul 19, 2007
34326_dirs_2007-07-19_cd89ec1d-5e10-4430-8843-6ae6b353ee0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2007-07-17
Reporting Person: GOODNER RICHARD B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-07-17 | Common Stock | A | 5000 | — | Acquired | 10000 | Direct |
Footnotes
F1: Grant of restricted shares under China BAK Battery, Inc. 2005 Stock Option Plan to non-employee director in accordance with
the Company's compensation plan for non-employee directors. The restricted shares are subject to a one year vesting
schedule, with the first 25% vesting on the grant date (July 17, 2007), and the remaining 75% vesting in three installments
on the last day of each following full quarter.
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