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CBAK Energy Technology, Inc. — Director's Dealing 2007
Aug 9, 2007
34326_dirs_2007-08-09_2a160c6d-2b41-4537-9821-58aea7a3e2a4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2007-08-03
Reporting Person: Shen Tony (Chief Financial Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to purchase) | $3.35 | 2012-05-13 | Common Stock, 0.001 par value (80000) | Direct |
Footnotes
F1: On June 25, 2007, Mr. Shen was granted an option to purchase 80,000 shares of common stock of the Company at a price of $3.35
per share, the closing price on the date of the grant. The option vests over two years, with 10,000 shares vesting on the
last day of each fiscal quarter following the grant date, with the first vesting date occurring on June 30, 2007.
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