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CBAK Energy Technology, Inc. — Director's Dealing 2007
Oct 3, 2007
34326_dirs_2007-10-03_683942ac-193e-4ce9-bdec-f8cd2e6b8dac.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2007-10-01
Reporting Person: Broom Kenneth George (Vice President)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to purchase) | $3.268 | 2013-07-01 | Common Stock, $0.001 par value (100000) | Direct |
Footnotes
F1: On June 25, 2007, Mr. Bloom was granted an option to purchase 100,000 shares of the Company's common stock at a price of
$3.268 per share. The Options vests over 4 years, with 25,000 shares vesting on July 1 of each year and with the first
vesting date occurring on July 1, 2008.
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