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CBAK Energy Technology, Inc. — Director's Dealing 2006
Oct 23, 2006
34326_dirs_2006-10-23_aaabde73-4669-4106-8135-99e9da5cf49c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2006-09-28
Reporting Person: Liu Houde (Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-28 | Option (right to purchase) | $6.25 | D | 50000 | Acquired | 2011-05-16 | Common Stock (50000) | Direct |
Footnotes
F1: This grant was cancelled pursuant to the termination and release agreement entered into between China BAK Battery, Inc. and
the reporting person on September 28, 2006.
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