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CB Financial Services, Inc. — Director's Dealing 2020
Sep 4, 2020
33827_dirs_2020-09-04_5db3870c-8aa9-4636-8315-998e17d8a1ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CB Financial Services, Inc. (CBFV)
CIK: 0001605301
Period of Report: 2020-09-02
Reporting Person: LaCarte John J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-02 | Common Stock | P | 5800 | $18.9096 | Acquired | 60300 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35100 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $30.75 | 2027-12-15 | Common Stock (1115) | 1115 | Direct |
| Stock Options | $26.45 | 2026-12-16 | Common Stock (1400) | 1400 | Direct |
| Stock Options | $22.25 | 2025-12-16 | Common Stock (5000) | 5000 | Direct |
Footnotes
F1: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 14, 2020.
F2: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 14, 2019.
F3: Stock options vest at a rate of 20% per year commencing on December 15, 2018.
F4: Stock options vest at a rate of 20% per year commencing on December 16, 2017.
F5: Stock options vest at a rate of 20% per year commencing on December 16, 2016.
F6: Transaction effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.