CAZALY RESOURCES LIMITED — Major Shareholding Notification 2019

Jun 11, 2019

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ACN/ARSN

Cazaly Resources Limited 101 049 334

1. Details of substantial holder (1)

Name Clive Jones ACN/ARSN

There was a change in the interests of the substantial holder on

substantial holder on 10/06/2019 The previous notice was given to the company on 24/08/2016 The previous notice was dated 24/08/2016

2. The previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and now when required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power (5)	Person’s votes	Voting Power (5)
Fully Paid Shares	14,479,904	8.47%	16,329,904	5.67%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose Relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
19/6/17	Clive Jones	Off-market purchase	$5,000	Ordinary shares – 100,000	Alyse Investment
8/1/18	Clive Jones	Option conversions	$30,000	Ordinary shares – 750,000	Alyse Investment
17/1/19	Clive Jones	On-market purchases	$20,010	Ordinary shares – 1,000,000	Widerange Corporation P/L
	DILUTION DUE TO VARIOUS SHARE ISSUES

4. Present relevant interests

Particulars ofeach	relevantinterest ofthe substantial holder i	relevantinterest ofthe substantial holder i	n voting securities afterthe change are asf	n voting securities afterthe change are asf	ollows:
Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Persons’ s votes
Clive Jones	Clive Jones	Clive Jones	Direct	Ordinary shares - 6,646,256	2.31%
Widerange Corporation P/L	Widerange Corporation P/L	Widerange Corporation P/L	Mr Jones has a relevant interest	Ordinary shares - 8,333,647	2.89%
Clive Jones Alyse Investment\ Trust>	Clive Jones Alyse Investment\ Trust>	Clive Jones Alyse Investment\ Trust>	An investment trust in which MR Jones has a relevant interest	Ordinary shares – 1,350,001	0.47%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (If applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Name	Address
Clive Jones		20A Malsbury Street,Bicton,WA6155
Widerange Corporation Pty Ltd		Po Box 396, West Perth WA, 6872
Signature Print Name Sign here	Clive Jones	Capacity Date 11/06/2019

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. A corporation and it’s related corporations or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they must be referred to as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of ‘associate’ in section 9 of the Corporations Act 2001

• (3) See the definition of ‘relevant interest’ in sections 608 and 671B(7) of the Corporations Act 2001

• (4) The voting shares of a company constitute one class unless divided into separate classes

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100 (6) Include details of:

• a. any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• b. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies)

See the definition of ‘relevant agreement’ in section 9 of the Corporations Act 2001

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its association in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”

• (9) Give details, if appropriate , of the present association and any change in that association since the last substantial holding notice

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

____________

To Company Name/Scheme Cazaly Resources Limited ACN/ARSN 101 049 334

1. Details of substantial holder (1)

Name Nathan McMahon ACN/ARSN

There was a change in the interests of the substantial holder on 10/06/2019 The previous notice was given to the company on 24/08/2016 The previous notice was dated 24/08/2016

2. The previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and now when required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power (5)	Person’s votes	Voting Power (5)
FullyPaid Shares	25,636,099	14.99%	29,366,142	10.20%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose Relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
Various – 13/1/17 to 22/8/17	Nathan McMahon	On-Market purchases	$111,970	Ordinary shares – 2,345,923	Kingsreef Pty Ltd & DL Family A/C>
27/3/18	Nathan McMahon	On-Market purchases	$19,279	Ordinary shares – 395,000	Kingsreef Pty Ltd & DL Family A/C>
Various – 17/1/19 to 22/1/19	Nathan McMahon	On-Market purchases	$20,000	Ordinary shares – 989,120	Kingsreef Pty Ltd & DL Family A/C>
	DILUTION DUE TO VARIOUS SHARE ISSUES

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Persons’ s votes
Nathan McMahon	Nathan McMahon	Nathan McMahon	Registered holder ofshares	Ordinary shares – 4,823,756	1.68%
Kingsreef Pty Ltd	Kingsreef Pty Ltd	Kingsreef Pty Ltd	Registered holder of shares	Ordinary shares – 4,897,299	1.70%

Kingsreef Pty Ltd A/C>	Kingsreef Pty Ltd A/C>	Kingsreef Pty Ltd A/C>	Registered holder of shares	Ordinary shares – 19,645,087	6.82%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (If applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Name	Address
Nathan McMahon		Po Box 396, West Perth WA 6872
Kingsreef Pty Ltd		Po Box 396, West Perth WA 6872
Signature Print Name Nathan McMahon Sign here
		Date 11/06/2019

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. A corporation and it’s related corporations or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they must be referred to as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of ‘associate’ in section 9 of the Corporations Act 2001

• (3) See the definition of ‘relevant interest’ in sections 608 and 671B(7) of the Corporations Act 2001

• (4) The voting shares of a company constitute one class unless divided into separate classes

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100

• (6) Include details of:

• a. any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• b. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies)

See the definition of ‘relevant agreement’ in section 9 of the Corporations Act 2001

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its association in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”

• (9) Give details, if appropriate , of the present association and any change in that association since the last substantial holding notice