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CAVA GROUP, INC. Director's Dealing 2023

Jun 15, 2023

30840_dirs_2023-06-15_a75721bc-9a43-4541-9f06-ec97b414691a.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CAVA GROUP, INC. (CAVA)
CIK: 0001639438
Period of Report: 2023-06-15

Reporting Person: Artal International S.C.A. (Director, 10% Owner)
Reporting Person: Artal International Management S.A. (Director, 10% Owner)
Reporting Person: Artal Group S.A. (Director, 10% Owner)
Reporting Person: Westend S.A. (Director, 10% Owner)
Reporting Person: Wittouck Amaury (Director, 10% Owner)
Reporting Person: Stichting Administratiekantoor Westend (Director, 10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Preferred Stock $ Common Stock (1568865) Direct
Series B Preferred Stock $ Common Stock (3486366) Direct
Series C Preferred Stock $ Common Stock (1845864) Direct
Series D Preferred Stock $ Common Stock (861339) Direct
Series E Preferred Stock $ Common Stock (22252464) Direct
Series F Preferred Stock $ Common Stock (1993092) Direct

Footnotes

F1: The Series A Preferred Stock has no expiration date. Immediately prior to the closing of the Issuer's initial public offering (the "IPO") on June 20, 2023, the Series A Preferred Stock will automatically convert into fully paid and nonassessable shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis.

F2: The Series B Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series B Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis.

F3: The Series C Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series C Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis.

F4: The Series D Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series D Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis.

F5: The Series E Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series E Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis.

F6: The Series F Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series F Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis.

F7: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.