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CAVA GROUP, INC. — Director's Dealing 2023
Jun 15, 2023
30840_dirs_2023-06-15_89f656e2-f9d5-4511-a325-3b9e21a64bb7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CAVA GROUP, INC. (CAVA)
CIK: 0001639438
Period of Report: 2023-06-15
Reporting Person: Bertram Kenneth Robert (CLO & Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 56928 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $6.75 | 2032-05-10 | Common Stock (21108) | Direct | |
| Stock Options (right to buy) | $9.58 | 2033-04-03 | Common Stock (19131) | Direct |
Footnotes
F1: Includes 42,597 unvested restricted stock units ("RSUs") of which 24,012 will vest in three equal annual installments commencing September 27, 2023, 9,306 will vest in three equal annual installments commencing January 20, 2024 and 9,279 will vest in four equal annual installments commencing January 24, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), upon settlement.
F2: Options granted on May 10, 2022, originally for 28,143 shares of Common Stock, which vest in four equal annual installments commencing on January 20, 2023.
F3: Options granted on April 3, 2023 which vest in four equal annual installments commencing on January 24, 2024.