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CAVA GROUP, INC. — Director's Dealing 2023
Jun 15, 2023
30840_dirs_2023-06-15_21dbe7fb-670a-47cf-ae21-7f3f256f8527.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CAVA GROUP, INC. (CAVA)
CIK: 0001639438
Period of Report: 2023-06-15
Reporting Person: SWaN Hospitality LLC (10% Owner)
Reporting Person: SWaN Hospitality 2 LLC (10% Owner)
Reporting Person: SWaN Hospitality 3 LLC (10% Owner)
Reporting Person: SWaN Hospitality 4 LLC (10% Owner)
Reporting Person: SWaN & Legend Fund 3 GP, LLC (10% Owner)
Reporting Person: SWaN & Legend Fund 3 LP (10% Owner)
Reporting Person: SWaN & Legend Fund 4 GP, LLC (10% Owner)
Reporting Person: SWaN & Legend Fund 4, LP (10% Owner)
Reporting Person: SWaN Hospitality 3 GP LLC (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (748386) | Direct | ||
| Series A Preferred Stock | $ | Common Stock (1917501) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (470661) | Direct | ||
| Series B Preferred Stock | $ | Common Stock (836727) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (198912) | Direct | ||
| Series C Preferred Stock | $ | Common Stock (738345) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (176979) | Direct | ||
| Series D Preferred Stock | $ | Common Stock (435915) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (2514249) | Direct | ||
| Series E Preferred Stock | $ | Common Stock (657483) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (1323918) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (1195854) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock will automatically convert into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.
F2: The shares are held directly by SWaN Hospitality LLC.
F3: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F5: The shares are held directly by SWaN Hospitality 2 LLC.
F6: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F7: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.