CAVA GROUP, INC. — Director's Dealing 2023

Jun 22, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAVA GROUP, INC. (CAVA)
CIK: 0001639438
Period of Report: 2023-06-20

Reporting Person: SWaN Hospitality LLC (10% Owner)
Reporting Person: SWaN Hospitality 2 LLC (10% Owner)
Reporting Person: SWaN Hospitality 3 LLC (10% Owner)
Reporting Person: SWaN Hospitality 4 LLC (10% Owner)
Reporting Person: SWaN & Legend Fund 3 GP, LLC (10% Owner)
Reporting Person: SWaN & Legend Fund 3 LP (10% Owner)
Reporting Person: SWaN & Legend Fund 4 GP, LLC (10% Owner)
Reporting Person: SWaN & Legend Fund 4, LP (10% Owner)
Reporting Person: SWaN Hospitality 3 GP LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-20	Common Stock	C	1594938	—	Acquired	1594938	Direct
2023-06-20	Common Stock	C	2514249	—	Acquired	2514249	Direct
2023-06-20	Common Stock	C	1323918	—	Acquired	1323918	Indirect
2023-06-20	Common Stock	C	1195854	—	Acquired	1195854	Indirect
2023-06-20	Common Stock	C	2754228	—	Acquired	2754228	Indirect
2023-06-20	Common Stock	C	1831743	—	Acquired	1831743	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-20	Series A Preferred Stock	$	C	748386	Disposed		Common Stock (748386)	Direct
2023-06-20	Series A Preferred Stock	$	C	1917501	Disposed		Common Stock (1917501)	Indirect
2023-06-20	Series B Preferred Stock	$	C	470661	Disposed		Common Stock (470661)	Direct
2023-06-20	Series B Preferred Stock	$	C	836727	Disposed		Common Stock (836727)	Indirect
2023-06-20	Series C Preferred Stock	$	C	198912	Disposed		Common Stock (198912)	Direct
2023-06-20	Series C Preferred Stock	$	C	738345	Disposed		Common Stock (738345)	Indirect
2023-06-20	Series D Preferred Stock	$	C	176979	Disposed		Common Stock (176979)	Direct
2023-06-20	Series D Preferred Stock	$	C	435915	Disposed		Common Stock (435915)	Indirect
2023-06-20	Series E Preferred Stock	$	C	2514249	Disposed		Common Stock (2514249)	Direct
2023-06-20	Series E Preferred Stock	$	C	657483	Disposed		Common Stock (657483)	Indirect
2023-06-20	Series E Preferred Stock	$	C	1323918	Disposed		Common Stock (1323918)	Indirect
2023-06-20	Series F Preferred Stock	$	C	1195854	Disposed		Common Stock (1195854)	Indirect

Footnotes

F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F2: The shares are held directly by SWaN Hospitality LLC.

F3: The shares are held directly by SWaN Hospitality 2 LLC.

F4: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F5: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F6: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F7: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.