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CAVA GROUP, INC. — Director's Dealing 2023
Jun 22, 2023
30840_dirs_2023-06-22_216535e0-66a1-4509-a223-97580b980e5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAVA GROUP, INC. (CAVA)
CIK: 0001639438
Period of Report: 2023-04-03
Reporting Person: Phillips Adam David (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-03 | Common Stock | A | 5025 | — | Acquired | 5025 | Direct |
| 2023-06-20 | Common Stock | A | 6829 | — | Acquired | 11854 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-03 | Stock Options (right to buy) | $9.58 | A | 10362 | Acquired | 2033-04-03 | Common Stock (10362) | Direct |
| 2023-06-20 | Stock Options (right to buy) | $22 | A | 11058 | Acquired | 2033-06-14 | Common Stock (11058) | Direct |
Footnotes
F1: On April 3, 2023 reporting person was granted restricted stock units ("RSU") which vest in four equal annual installments commencing on January 24, 2024. Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share (the "Common Stock") upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering.
F2: The number of shares of Common Stock of CAVA Group, Inc. (the "Issuer") reported in this Form 4 reflects the Stock Split.
F3: Includes unvested RSUs.
F4: Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock
upon settlement.
F5: On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split.
F6: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.