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CATHAY GENERAL BANCORP — Director's Dealing 2025
Mar 20, 2025
31304_dirs_2025-03-19_a580629c-11b4-4706-a265-f893bf226e2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2025-03-17
Reporting Person: Lo Thomas M. (EVP, Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-17 | Common Stock | M | 2134 | — | Acquired | 5493 | Direct |
| 2025-03-17 | Common Stock | F | 764 | $43.98 | Disposed | 4729 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-17 | Restricted Stock Units | $ | M | 2134 | Disposed | Common Stock (2134) | Direct |
Footnotes
F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F2: The reporting person previously reported the award of 2,134 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on March 17, 2025.
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