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CATHAY GENERAL BANCORP — Director's Dealing 2025
Apr 4, 2025
31304_dirs_2025-04-03_0a1c0b0a-d918-483a-b9f0-e9ba71f4c679.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2025-04-01
Reporting Person: Liu Chang (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-01 | Common Stock | M | 14200 | — | Acquired | 102022 | Direct |
| 2025-04-01 | Common Stock | F | 6600 | $42.82 | Disposed | 95422 | Direct |
| 2025-04-01 | Common Stock | M | 17508 | — | Acquired | 112930 | Direct |
| 2025-04-01 | Common Stock | F | 8279 | $42.82 | Disposed | 104651 | Direct |
| 2025-04-01 | Common Stock | M | 17028 | — | Acquired | 121679 | Direct |
| 2025-04-01 | Common Stock | F | 8036 | $42.82 | Disposed | 113643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-01 | Restricted Stock Units | $ | M | 10269 | Disposed | Common Stock (10269) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 10551 | Disposed | Common Stock (10551) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 21103 | Disposed | Common Stock (21103) | Direct |
Footnotes
F1: Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria.
F2: Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
F3: Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria.
F4: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022.
F5: Performance-based restricted stock units vested on December 31, 2024.