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CATHAY GENERAL BANCORP — Director's Dealing 2024
Jan 26, 2024
31304_dirs_2024-01-25_a6850dc4-0ebf-49b0-9fbd-177b3bec4c70.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2024-01-18
Reporting Person: Lo Thomas M. (EVP, Chief Admin Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3019 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (1928) | Direct | ||
| Restricted Stock Units | $ | Common Stock (2134) | Direct | ||
| Restricted Stock Units | $ | Common Stock (2896) | Direct |
Footnotes
F1: These restricted stock units are scheduled to fully vest on May 27, 2024, or earlier in the event of death, disability, retirement, or change in control.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: These restricted stock units are scheduled to fully vest on March 16, 2025, or earlier in the event of death, disability, retirement, or change in control.
F4: These restricted stock units are scheduled to fully vest on July 27, 2026, or earlier in the event of death, disability, retirement, or change in control.