AI assistant
CATHAY GENERAL BANCORP — Director's Dealing 2024
Jul 3, 2024
31304_dirs_2024-07-02_bd3c8439-93a4-422e-b57a-ca19e0cb6cd9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2024-05-28
Reporting Person: Chan May K. (SVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-28 | Common Stock | M | 723 | — | Acquired | 2700 | Direct |
| 2024-05-28 | Common Stock | F | 254 | $35.88 | Disposed | 2446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-28 | Restricted Stock Units | $ | A | 1458 | Acquired | Common Stock (1458) | Direct | |
| 2024-05-28 | Restricted Stock Units | $ | M | 723 | Disposed | Common Stock (723) | Direct |
Footnotes
F1: Includes 16.568 shares acquired through dividend reinvestment year-to-date
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control.
F4: The reporting person previously reported the award of 723 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on May 28, 2024.