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CATHAY GENERAL BANCORP — Director's Dealing 2023
Jan 27, 2023
31304_dirs_2023-01-26_391febf7-dde3-4280-ba3f-d189905aaad8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2023-01-19
Reporting Person: Chan May K. (SVP, General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1305.51 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (921) | Direct | ||
| Restricted Stock Units | $ | Common Stock (723) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1067) | Direct |
Footnotes
F1: These restricted stock units are scheduled to fully vest on October 1, 2023, or earlier in the event of death, disability, retirement, or change in control.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: These restricted stock units are scheduled to fully vest on May 21, 2024, or earlier in the event of death, disability, retirement, or change in control.
F4: These restricted stock units are scheduled to fully vest on March 16, 2025, or earlier in the event of death, disability, retirement, or change in control.