CATHAY GENERAL BANCORP — Director's Dealing 2023

Oct 4, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2023-10-02

Reporting Person: Chan May K. (SVP, General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-10-02	Common Stock	M	921	—	Acquired	2263.30	Direct
2023-10-02	Common Stock	F	319	$34.26	Disposed	1944.30	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-10-02	Restricted Stock Units	$	M	921	Disposed		Common Stock (0)	Direct

Footnotes

F1: Includes 36.789 shares acquired through dividend reinvestment year-to-date

F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.

F3: The Reporting Person previously reported the award of 921 shares of restricted stock units on Form 3 filed January 26, 2023. Such restricted stock units vested in full and distributed on October 2, 2023.