CATHAY GENERAL BANCORP — Director's Dealing 2021

Mar 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2021-03-03

Reporting Person: CHEN HENG W (EVP/CFO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-03	Restricted Stock Units	$	A	2486	Acquired		Common Stock (2486)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	126115	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting.

F2: On March 3, 2021, the Issuer granted the Reporting Person 2,486 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.