CATHAY GENERAL BANCORP — Director's Dealing 2021

Mar 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2021-03-09

Reporting Person: Lee Mark Hakjoon (EVP, Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-09	Common Stock	M	4566	—	Acquired	4834	Direct
2021-03-09	Common Stock	F	1577	$42.26	Disposed	3257	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-09	Restricted Stock Units	$	M	4566	Disposed		Common Stock (4566)	Direct

Footnotes

F1: The Reporting Person previously reported the award of 4,566 shares of restricted stock units on Form 4 filed March 13, 2018. Such restricted stock units were fully vested on March 9, 2021.

F2: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.

F3: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.