AI assistant
CATHAY GENERAL BANCORP — Director's Dealing 2021
Mar 6, 2021
31304_dirs_2021-03-05_e38aebbc-0ce5-48c3-8052-cceb0923e35b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2021-03-03
Reporting Person: Lee Mark Hakjoon (EVP, Chief Credit Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-03 | Restricted Stock Units | $ | A | 1601 | Acquired | Common Stock (1601) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 268 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting.
F2: On March 3, 2021, the Issuer granted the Reporting Person 1,601 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.